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Symbolic Action, Drama, and Conflict,
With Commentary on the Film
Merry Christmas, Mr. Lawrence
Kenneth Burke describes A
Grammar of Motives
as a project directed towards the "purification of war.1 Most of
Burke's writing guides attention toward the subject of human conflict
as it may be tracked through linguistic paths. Burke has made no secret
of his desire to introduce more cooperation into human affairs by
improving awareness of the workings of language and the process of
naming. He has correctly sensed that with regard to the study of human
behavior, conflict and its potential for violence must be of central
importance or the efforts to comprehend more subtle communicative and
relational behaviors may eventually become moot. What follows is a
three-part analysis of the roots of conflict employing Burke's
dramatistic, symbolic action model of language which stresses the
point-of-view aspect of symbol-using. Burke’s assumptions in
relation to the prospects for illuminating conflict are explored by
examining the core concept—action—and highlighting
the
series of steps that, according to Burke, proceed from it. The symbolic
action view is further illustrated through a discussion of the conflict
in the cinematic drama Merry Christmas, Mr. Lawrence
and its
lessons are brought to bear upon the possibilities and practicalities
of productive conflict management consistent with Burke's ultimate
conclusion about the potential for violence in human nature.
Part
I
The Critic
Burke has argued
that language-using is necessarily volitive and
strategic—volitive in the sense that every symbolic action is
a
choice in having selected from among alternative modes of
characterization and strategic in that each choice is guided by an
explicit or implicit hierarchical ordering of values. Burke capsulizes
the symbolic action approach in the following way:
The
dramatistic
view of language, in terms of "symbolic action," is exercised about the
necessarily suasive nature of even the most unemotional scientific
nomenclatures. And we shall proceed along these lines; thus: Even if
any given terminology is a reflection of reality, by its very nature as
a terminology it must be a selection of reality; and to this extent it
must function as a deflection of reality.2
In Burke's terms,
language-using is simultaneously "selective" and "suasive." That a
symbolic act involves making a choice from among alternatives entails
that every such act conform to the limitations of perspective or
point-of-view. And point-of-view arises from a particular locus of
interests and values.
...our
interests
(in the widest sense, our vocations) are essential in shaping the
nature of our discoveries… and our interests are ethical.
The
grasshopper will find a universe that is different from ours because
the vocation or ethics of a grasshopper is different. Man and
grasshopper have different "work patterns," which will be reflected in
different systems of values. Each approaches the universe from a
different "point-of-view," and the difference in point-of-view will
reveal a corresponding difference in the discovery of relevant
"facts."3
Every living
thing brings a point-of-view to the world—a method of
orientation
and organization conditioned by its needs, a method of analyzing and
making relevant distinctions. And, although every such method of
analyzing the world may not ordinarily be counted as "thinking," what
goes on in the human mind may be different only in its sophistication.
Burke's association of vocation, point-of-view, and biological being
suggests that these are all of a piece and that every form of life
makes distinctions and submits the world to some sort of "analysis."
Not all creatures use symbols, but they all categorize—which
is
the first step in symbol-using. In making the distinctions necessary
for categorization, all living things become critics by forming
judgments.4
Framing
Human beings,
however, are critics to a degree constituting a difference in kind. The
faculty of point-of-viewness, as reflected in human consciousness and
language-using, is distinguished by the ability to take a point-of-view
on a point-of-view—to criticize a criticism, as Burke
explains:
Though
all
organisms are critics in the sense that they interpret the signs about
them, the experimental, speculative technique made available by speech
would seem to single out the human species as the only one possessing
equipment for going beyond the criticism of experience to a criticism
of criticism. We not only interpret the character of
events—we
also interpret our interpretations.5
The ability of
human consciousness to take a point-of-view on a point-of-view is, to
borrow an aesthetic term, the ability to frame. To frame is to section
off and hold up to scrutiny, to separate from ordinary spatial-temporal
involvement, to re-contextualize. The talent for framing is greatly
heightened by language because it facilitates the process through
naming, allows a more thorough formulation of views, and enables the
process to go on in communication—that is, between humans.
In the act of
framing, consciousness can move outward, inward, or to a new horizon.
It can frame with a larger frame, frame within a frame, or move to a
different frame. There would seem to be no restriction on the freedom
to frame. Here the working of the mind resembles an endless series of
Chinese boxes extending in every imaginable direction. This framing
process allows a particular consciousness to, in a sense, get outside
itself—by framing itself. In a similar way, consciousness can
imaginatively investigate what it may be like to be other than itself.
A human being can imagine what it must be like to see the world as a
grasshopper might see it. And one person can imagine what it might be
like to be another person. With the help of language this imagination
process is greatly enhanced.
The ability to
make distinctions is a critical faculty, but the ability to make
distinctions among distinctions is a heightened critical faculty. Every
creature takes a point-of-view, but only one can imagine other
points-of-view and only one, according to Burke, can ultimately take a
point-of-view on itself. But the human talent for framing brings with
it a mix of blessings and burdens.
Framing the
Self and Others
As has been
mentioned, the unrestricted ability to frame makes it possible to frame
the self. Heightening the critical faculty to the point where it can
critique its own processes creates the prospect of
self-criticism—which is useful in refining distinctions but
potentially harmful in creating paralyzing doubts and hesitations.
"Self-consciousness" has come to have pejorative connotations because
too much of it is thought to be harmful. People who are too
self-conscious are too much "outside" themselves, too critically aware
of what they are doing. And that awareness can potentially get in the
way of doing.
But the self
cannot begin to understand itself until it can get outside itself,
taking an imaginative point-of-view on itself. Without getting outside
the self with its attendant measure of "self-consciousness," actions
and motives remain un-examined and un-refined. The ability of
consciousness to improve and extend the effectiveness of action remains
unfulfilled. Learning requires self-criticism.
Projecting the
self into other points-of-view may be crucial in taking the step toward
understanding others. The ability to see beyond the self is a first
step in imagining what it may be like to be another person.6 Lacking
this ability to project, the self acts according to unquestioned needs
and desires and sees only through the motives that have arisen from it
in the past. To act instinctually in this manner is to be more animal
than human—to fail to use talents uniquely human. Imagining
the
self as another self stimulates the process of analyzing many different
kinds of motives and value schemes from the perspective of what it may
be like to operate from those schemes. Seeing beyond the self, getting
inside foreign perspectives, is a vital developmental step in extending
the distinction-making process—making it possible to frame,
to
"see," the self and others, making possible self-evaluation, other
evaluation, and personal growth.
Conflict
Alongside
apparent advantages, getting outside the self, taking a point-of-view
on the self, creates the possibility for internal conflict.
Self-consciousness leads to self-criticism, which, when occurring with
conflicting desires, leads to internal debate. This internal conflict
forces personal values into hierarchical order as choosing necessitates
assigning greater value to one choice over another. In the same way,
the existence of different points-of-view, different motivational
clusters and value weightings, can lead to a clash between
individuals—given a situation in which these differences
cannot
remain dormant or unresolved. Burke traces the route from action or
symbolic action to conflict in the following way:
If
action is to
be our key term, then drama; for drama is the culminative form of
action.... But if drama, then conflict. And if conflict, then
victimage. Dramatism is always on the edge of this vexing problem that
comes to a culmination in tragedy, the song of the scapegoat.7
Choice as a
reflection of motive serves as pre-condition for action.8 Action leads
to drama—drama being human interaction. Interaction of
motives
sooner or later leads to conflict because points-of-view will not
always be in concert—not all motives will be collectively
capable
of fulfillment.9 For Burke, the ultimate extension of conflict, the
resolution of conflict, will be victimage—the sacrifice of
the
perceived cause of the conflict (resulting from the assignment of
guilt). Burke argues that the "logical" path of conflict, when followed
to its extreme, culminates in victimage because the cause of conflict,
the perceived source of guilt or "impurity," must be sacrificed to
preserve order.10 In this scheme, “sacrifice” (as
exorcism
or extirpation) is the key metaphor for conflict resolution and
"impurity" is the metaphor for understanding the root of conflict.
However, as will
be explained more thoroughly below, the violence of sacrifice need not
necessarily follow from the symbolic action assumptions—as
Burke
himself eventually admits. Just as point-of-viewness makes possible
differences that can lead to conflict, the framing involved in adopting
a particular point-of-view provides the seed for nonviolent management
of conflict by opening the possibility for understanding the other
point-of-view in the conflict. This understanding enables the reduction
of fear, advancing the possibility for negotiation.
Part
II
Part II can be accessed by way of this link which contains the commentary on the film Merry Christmas Mr. Lawrence:
Part
III
Kenneth Burke's
focus on linguistic choices and the necessity for different
points-of-view and value weightings created by the possibility of
choice establishes, in linguistic terms, the conditions for
conflict—which he argues mirror the conditions for conflict
in
the wider arena of human relations. Again, to paraphrase Burke: If
action (as choice evidenced in word as well as deed), then drama (drama
being, in a minimal sense, a sequence of words and actions); and if
drama, then conflict (drama being, in a wider sense, a sequence of
words and actions based on different points-of-view which, through
situational constraints, produces conflict). And, if conflict, then
victimage (the “song of the scapegoat”). But
Burke’s
step from conflict to victimage—needs closer examination. The
form of drama evident in certain classic Greek tragic dramas
illustrates a key aspect of the structuring of conflict central to the
issue of victimage and the management of conflict as seen in the film Merry
Christmas, Mr. Lawrence.
The tragic form of drama suggests that victimage is tragic precisely
because it transpires more through a kind of blindness than through the
necessity of evil and its confrontation in the world.
Greek Tragic
Drama and Perspective on Conflict
Through tragic
drama the Greeks showed themselves to be particularly adept at being
able to appreciate and inspire appreciation for different
points-of-view in a conflict. The Greek passion for realism in
sculpture did not give rise to a realism in set construction and stage
detail but rather a passion for portraying conflict with the realism of
having more than one clearly credible point-of-view. Any other
portrayal of conflict (for example, in stark terms of good and evil or
right and wrong) would have seemed unrealistic to them. The extent of
the Greek agility in viewing conflict from unexpected points-of-view is
especially evident in Aeschylus' The Persians—a
drama in which the aftermath of warring conflict with the Greeks is
presented from the Persian point-of-view.13
However, while
testifying to the extraordinary capacity for seeing more than one side
of a conflict, the warring enemy portrayal in The Persians
was
not the primary method by which the Greeks sought to elicit and arouse
a bilateral (even multi-perspectival)14 view of conflict. Conflict
closer to home and of a smaller scale was generally preferred. A
typical plot in Greek tragic drama depicts a conflict between family
members. Using members of the same family creates the most intense form
of conflict because, for the characters as well as the audience, it
makes dismissal or derogation of one or the other point-of-view much
more difficult. The natural bond that exists between family members
minimizes the tendency to regard the other side of the conflict as
simply "wrong" or “evil.”
This more
balanced and complex treatment of conflict enables the audience to
reach a transcendent level of identification with each side of the
conflict. The sweeping and profound dread and concern Aristotle
identified as fear and pity arise as natural responses to the portrayed
conflict of tragic drama.15 The audience fears the apparent tragic
culmination and pities the victims. This is also precisely what happens
through the portrayal of the characters in Merry Christmas,
Mr. Lawrence.
The initial
conflict between the British and Japanese sets up within the audience
the dread of potential disaster and the even portrayal of the
characters elicits audience emotional reaction and involvement on each
side. Like the audience, Celliers and Lawrence transcend their
point-of-view and can see something of the other side. Celliers'
conflict between his love and contempt for his brother pushes him
outside himself to finally see what life is from his brother's
point-of-view. Lawrence's love for a woman helps him revive a way of
seeing that the conditions of war within a chaotic city had deadened.
And by analogy and extension of this ability to get outside themselves
they are able to see something of the Japanese point-of-view and the
Japanese character.
However, being
able to see the other point-of-view need not be confused with giving in
to it. Blind hatred and enlightened self-effacement are attitudinal
extremes that tend equally to encourage victimage. Striking a balance
between these extremes is the best path toward nonviolent management,
but doing so is never easy. In Greek tragedy the protagonists usually
meet with disaster through being too unyielding in asserting a
perspective and by appreciating the other point-of-view too late. The
audience, lodged in its transcendent perspective carefully orchestrated
by the dramatist, is able to see the destructive consequences of this
hubris. And in Merry Christmas, Mr. Lawrence, Yonoi
is
ultimately too unyielding, stifling himself in the iron grip of his
point-of-view. And, as a consequence of this narrowness, the delicate
balance in the camp finally crumbles and Celliers is
victimized—but not by Yonoi's hand. Yonoi and Hara began to
see
too far into the other side of the conflict for victimage to be easy.
Getting outside
the self is essential to seeing other points-of-view—other
value
structures. And seeing the other point-of-view is essential to turning
conflict from destructive toward productive management. The inability
or refusal to attempt to see the other side in conflict closes the door
to understanding and prevents appreciation of the maximum gain
available from the conflict situation. This closure makes it easy to
dehumanize the other side. The beauty of drama in Greek tragic
structure resides largely in its ability to show every side in a
conflict to be human—which, of course, makes the conflict
more
difficult to take sides on. Dehumanization makes hatred possible, and
as Lawrence points out, hatred and the narrowing of perspective that
goes with it is self-destructive as well as other destructive (as the
film indicates through the victimage of Celliers and the collapse of
Yonoi).
Hatred, primarily
motivated by fear not only of others' strengths but also of personal
limitations, fosters the logic of "that which is worthy of
destruction," of exorcism, of sacrifice—the logic of
scapegoating. Hatred reflects a narrowing and polarizing of perspective
that can only work against growth and minimize potential gain on every
side of the conflict. Burke's view of tragedy as the "song of the
scapegoat" correlates with his characterization of victimage as the
paradigm for conflict (such that conflicts not resulting in
bloodletting have not "culminated"). Although this attitude toward
conflict certainly seems to be legion in human interaction, it is not,
contrary to what Burke’s formula of
action/drama/conflict/victimage asserts, the only one possible. And as
the film illustrates, where there are other attitudes, the conflict
situation potentially changes.
Destabilizing Polarization
With respect to
strategy and management, the most difficult type of conflict arises
when point-of-view appreciation and desire for cooperation are largely
unilateral. Merry Christmas, Mr. Lawrence portrays
this type of
conflict and the strategy involved in overcoming it. The side more
vulnerable, and thereby more inclined toward cooperation, must often
take the first step in the process of decreasing polarization. This
first step toward broadening viewpoints involves eliciting a measure of
respect—respect that goes beyond the type of respect
accompanying
fear—a respect independent of fear. In their refusal to show
abject fear or blind contempt for the Japanese, Lawrence and Celliers
incline the Japanese (with their strong cultural valuation of pride and
competition) to show less fear (and thereby less distrust) and hatred
toward them. With a measure of respect independent of fear comes the
possibility for a measure of trust. This trust is a prerequisite for
any mutual understanding or cooperation.
In the film this
small measure of trust is achieved by a series of apparently
contradictory acts—acts of self-assertion coupled with acts
of
acknowledgement and respect. Celliers does not kill the Japanese
soldier who has tried to kill him nor does he take the opportunity to
attack Yonoi with a knife. While continuing to "fight" the Japanese,
Lawrence nevertheless speaks their language and shows knowledge and
appreciation of Japanese customs. These acts appear contradictory to
the Japanese who interpret them as a vacillation between strength and
weakness—acts of hostility and acts of ingratiation. Instead,
they are overtures and opportunities for reframing the situation. As
the pattern of these acts grows, the Japanese become more inclined to
change their interpretation, more inclined to match the strength
Celliers' and Lawrence's actions reveal rather than risk being
humiliated (in the sense of having received something greater than has
been given). The film suggests that conflict management turns
ultimately on establishing respect—by way of working upon and
taking advantage of the human qualities (in this case the pride) of the
opposition.16
Celliers and
Lawrence make use of their unusual qualities—striking
physical
appearance in the one case and knowledge of the Japanese language and
culture in the other case—to push the potential for
destabilizing
the status quo connections (or lack thereof) between the warring
factions. It is hard to hate and victimize someone respected. But to
gain that respect from an adversary requires giving
respect—giving it in a genuine way, in a way that does not
appear
false or ingratiating, in a way that requires seeing from the other
side and thereby seeing value in the other side. As pride is so hard to
set aside in a conflict, it is best used as an ally in winning respect.
This approach to conflict offers the best chance for achieving
destabilization of rigid attitudes in those cases where lack of respect
and a significant power imbalance exist at the outset.
Conclusion
The sensibility
contained in the film reflects the power in maximizing the process of
framing, of getting into other points-of-view as others inhabit them.
It reveals the close connection between the ability to see other
points-of-view, conflict management, and insight. Thinking itself may
be seen as a process of using concepts and symbols and manipulating
them to reveal new insights, new points-of-view, on an ever increasing
bank of information—all within the framework of particular
hierarchies of values. And invariably, the catalyst for making that
initial leap outside the self to imagining other points-of-view comes
through a close attachment to another person—an attachment
that
draws the self close enough to identify and sympathize with that
person. Eventually, getting inside others’ viewpoints leads
to
getting inside other views for their own sake--for the insight itself.
And this expansion of awareness leads, in turn, to a greater capacity
for love of others and love of life. 17
The ability to
see the other point-of-view is part of the process of unraveling
experience, of understanding the world of events and actions essential
to growth both in awareness and self-awareness. Kenneth Burke's
symbolic action view of language is presented as a description of the
way in which language and thought function as pervasive choice-making
processes harboring particular viewpoints. Rejection of the
action/choice aspect of language-using increases the likelihood of
inflexibility and rigid confrontation. The Greeks made famous the adage
that every stranger conceals a god. That “god” may
often be
a different point-of-view, with new knowledge. Adopting the attitude of
tapping into that point-of-view, rather than diminishing or fearing it,
maximizes collective and individual benefits.
Humans are most
adapted, most alive, when beliefs are used not as fortresses and
defenses against life's uncertainties but as tools for enhancing and
fulfilling its values. But this approach to living needs an outlook
free of attitudes of desperation and secure enough to be open to the
risks and benefits of change.
With these
conditions met, conflict need not be modeled on victimage. Weighed
against a bilateral rather than polarized necessity, victimage becomes
an inept and self-defeating subset of conflict and competition. In this
light, Burke's view quoted at the beginning might now be expressed in
the following way: If reflection, then selection (choice); if
selection, then action; if action, then drama; if drama, then conflict;
if conflict, then opportunity for growth. The scenario that leads to
victimage is chiefly a result of insufficient initiation into the
process of getting outside the self, a process having endless frontiers
made possible by the point-of-view or framing aspect of symbol-using.
The failure to get outside the self is what makes scapegoating or
victimage possible. It is a failure to become fully human, failure to
fully employ the human ability to think, symbolize, and frame.
In his early
writings, Burke viewed victimage as an "iron law of history,''18 an
inescapable misfortune of the human condition. In his later writings,
he admits an alternate route—a route that sees victimage as
not
an essential or instinctual part of the human motivation:
Outright
war...
is to be viewed not as "essentially" a human motive, but rather
secondarily as a diseased form of cooperation.19
Even if this
belief seems too optimistic, it appears to be the best strategic
attitude to adopt about the human condition if what people choose to
see will indeed govern how they act.
Notes
1. Kenneth Burke, A
Grammar of Motives (New York: Prentice-Hall, 1952), p. 442.
2. Kenneth Burke, Language
As Symbolic Action (Berkeley: University of California Press,
1966), p. 45.
3. Kenneth Burke, Permanence
and Change, 2nd ed., rev. (New York: The Bobbs-Merrill
Company, Inc., 1954), p. 256.
4. Ibid, p . 5 .
5. Ibid, p. 6.
6. The ability to
get outside the self should not be confused with
adaptability—trying different strategies. Getting outside the
self means seeing as another person might see, which may require a
shift in motive rather than merely a shift in strategy.
7. Burke, Language
As Symbolic Action, p. 55.
8. The
relationship between choice, free-will, and human behavior is, of
course, complex, and Burke does not unravel it in great detail. An
explanation of the following sort seems most consistent with a symbolic
action approach. Human behavior is neither strictly determined nor
strictly free. Since behavior can be argued to depend on viewpoint and
since viewpoint cannot be conclusively demonstrated to be causally
induced by environment, then behavior would seem to involve a measure
of freedom. But since viewpoint is perspectival (that is, never
omniscient) and since this perspective or consequent "blindness" is not
chosen (that is, people do not voluntarily place limits on what they
are able to see), then every choice from among alternatives is
accompanied by non-choice with regard to the range of alternatives
readily apparent. A viewpoint does not necessarily reveal all possible
alternatives even within the "field" lit up by that viewpoint, for, in
one sense, alternatives are infinite. A person appears free because
alternatives in attitude are always present. But in what sense can
there be freedom if choice is always made in partial blindness? Any
degree of blindness qualifies the freedom of perceived choices. A
symbolic act involves choice, but it may not reflect freedom in the
radical sense of the word.
9. "In any event,
action of an external sort must eventually lead to combat in one form
or another....Action in the realm of normal experience involves
patterns of striving, competition, and conquest which reach their
ultimate conclusion in war." Permanence and Change, p. 249.
10. Burke's logic
regarding the necessity of victimage is one of
congregation by segregation—order is preserved through
sacrifice.
He has viewed this as an "iron law" of the human condition: Here are
the steps
In the iron law of
history
That welds order and sacrifice:
Order leads to guilt
(For who can keep the commandments!)
Guilt needs redemption
(For who would not be cleansed!)
Redemption needs redeemer
(Which is to say, a victim!)
Order Through guilt To victimage (Hence: Cult of the kill)...
Kenneth Burke, The
Rhetoric of Religion (Berkeley: University of California
Press, 1970), pp. 4-5.
11. The opening
scene—which is not found in the book The Seed and
the Sower—is
likely included in the film to emphasize the Japanese cultural contempt
(during the time of WWII) for homosexuality. This scene prepares the
way for a separation of Yonoi's admiration for Celliers' physical
appearance and character from a narrowly homosexual interpretation.
Although the possibility of homosexual undertones in Yanoi’s
character should not be entirely dismissed, a strictly homosexual
interpretation would cloud the complex psychological/cultural quality
of conflict within Yonoi.
12. Laurens Van Der
Post, Merry Christmas, Mr. Lawrence (New York:
Quill, 1983), pp. 149-150. Originally published by William Morrow
& Co., Inc. in 1963 as The Seed and the Sower.
13. David Grene and
Richard Lattimore. The Complete Greek Tragedies: Aeschylus II
(New York: Washington Square Press, Inc., 1956), pp. 48-86. See also
the Introduction, pp. 45-47.
14. Aeschylus' Oresteia,
for example, gives fair treatment to at least three sides of the
conflict through the characters of Agamemnon, Clytaemestra, and
Orestes.
15. Richard McKeon, ed.,
The Basic Works of Aristotle (New York:
Random House, 1941), p. 1460. Poetics translation
by Ingram Bywater.
16. In Interpersonal
Conflict,
Joyce Hocker and William Wilmot outline common principles for
non-violent conflict management. Two of these, "self-restraint" and
"refusal to compromise one's deepest principles," underline the
importance of the give and take, conciliation and assertion, balance
that must be carefully worked, especially in conflicts characterized by
some degree of power imbalance. Joyce L. Hocker and William W. Wilmot, Interpersonal
Conflict, 2nd ed. (Dubuque: William C. Brown, 1984), ch. 7.
17. It was not by
accident that Plato, in his popular dialogue The Symposium,
so closely identified the processes of thinking and loving. Both
require ever greater efforts of expansive framing, of self-expansion,
of pushing the self beyond its boundaries of awareness; both are
characterized by openness and fueled by the lure of greater personal
fulfillment.
18. See note number 11.
19. Kenneth Burke,
"Communication and the Human Condition," Communication,
I (1974), p. 144.
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